Securities Commission

Results: 40336



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231Economy of the Philippines / Competition law / U.S. Securities and Exchange Commission / Philippine Competition Act / Government / Economy / Law / United States corporate law / The Competition Act / Constitution of Bahrain

PDF Document

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Source URL: senate.gov.ph

Language: English - Date: 2015-07-30 02:18:24
232SEC filings / U.S. Securities and Exchange Commission / 73rd United States Congress / New Deal / Securities Act / Form 8-K / Securities Exchange Act / Corporate governance / Government / Regulation S-K

    UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

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Source URL: compliance-sec.com

Language: English - Date: 2016-07-14 03:48:44
233Economy / Stock market / Finance / 73rd United States Congress / U.S. Securities and Exchange Commission / Securities Exchange Act / Rebate / Security / Securities regulation in the United States / Market liquidity

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-02-04 10:57:50
234U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Securities regulation in the United States / SEC filings / Federal Rules of Civil Procedure / Law / Government / Corporate governance / Securities Act

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-04-07 12:01:16
235Economy / Finance / Money / Stock market / Investment / Security / Investment fund / Securities Commission of New Zealand / Securities commission / United States securities law / Accredited investor / Income trust

australianethical 1 July 2015 investments

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Source URL: www.australianethical.com.au

Language: English - Date: 2015-07-01 03:09:15
236Economy / Finance / Money / Systemic risk / Financial regulation / International Organization of Securities Commissions / Mutual fund / Credit rating agency / Financial adviser / Security / Trinidad and Tobago Securities and Exchange Commission / Jordan Securities Commission

TURKS AND CAICOS ISLANDS FINANCIAL SERVICES COMMISSION Guidelines for the Supervision of the Securities Sector 1 Guidelines for the Supervision of the Securities Sector based on IOSCO principles | FSC Version April 2015

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Source URL: www.tcifsc.tc

Language: English - Date: 2015-05-05 15:59:44
237EDGAR / U.S. Securities and Exchange Commission / Ed Markey / SEC filings / Massachusetts / United States

news /rom REP. ED MARKEY United States Congress Seventh District Of Massachusetts

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Source URL: public.resource.org

Language: English - Date: 2008-11-01 14:03:32
238U.S. Securities and Exchange Commission / Economy / 73rd United States Congress / Securities Act / Tax / Forward-looking statement / SEC Rule 144A / Business

2015 Full year results 23 February 2016 2015 Full year results Disclaimer

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Source URL: www.meggittinvestors.com

Language: English - Date: 2016-02-23 05:14:38
239U.S. Securities and Exchange Commission / SEC filings / Finance / United States securities law / 73rd United States Congress / Stock market / Economy / New Deal / Securities Act / Regulation D / Securities Exchange Act / Security

U.S. Securities and Exchange Commission FORM D OMB APPROVAL

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Source URL: www.sos.ms.gov

Language: English - Date: 2016-05-31 15:00:50
240Economy / Finance / Money / Registered Investment Adviser / Financial adviser / Financial services / U.S. Securities and Exchange Commission / Securities regulation in the United States / Securities Act / Adviser / DoddFrank Wall Street Reform and Consumer Protection Act / Broker-dealer

The Investment Adviser “Switch” A Report on the 2012 Transition of Mid-Sized Investment Advisers from Federal Registration to Missouri State Regulation August 2012 Missouri Securities Division

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Source URL: www.sos.mo.gov

Language: English - Date: 2015-06-10 16:04:14
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